Restricted Securities Ecosystems
Accounting
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Data and Analytics
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Vintage Filings
Vintage FilingsVintage Filings, a division of PR Newswire, is a full service financial filing and printing firm. With over 3,000 public company clients, Vintage has quickly become the fastest growing EDGAR firm nationwide. With the constant changing requirements in SEC filing regulations for public companies, Vintage Filings works in partnership with our clients to file their documents in an accurate and expeditious fashion. The companies and firms we work with, now more than ever, appreciate our unique service structure and cost saving solutions. We provide full service EDGAR filings and print services in a prompt manner enabling public companies and their attorneys to stay focused on their core business. |
Vintage Filings, a division of PR Newswire, is a full service financial filing... | Contact |
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Virtua Research
Virtua ResearchVIRTUA RESEARCH: Web-based interactive modeling solutions Virtua Research is a financial services technology company that develops and builds research modeling tools and products. Virtua Research’s combination of financial modeling technology and platform-based software analytics offers fundamental research tools.. Virtua offers stand-alone products for institutional investors, as well as customized, partnered solutions for third-party data providers. An international firm with offices in Boston and India, Virtua Research is committed to world-class client service. |
VIRTUA RESEARCH: Web-based interactive modeling solutions Virtua Research is a... | Contact |
Legal
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Lowenstein Sandler PC
Lowenstein Sandler PC |
Lowenstein Sandler PC is a nationally recognized law firm with more than 270... | Contact |
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Sadis & Goldberg LLP
Sadis & Goldberg LLPSadis & Goldberg LLP is a leading New York based law firm focused on delivering sophisticated and creative legal solutions in a highly professional manner. Sadis & Goldberg LLP is internationally recognized for its financial services practice that consists of representing several hundred investment advisors and related investment entities (including hedge funds, private equity funds and venture capital funds). Similarly, Sadis & Goldberg LLP provides regulatory and compliance advice and representation in connection with SEC enforcement proceedings. Notwithstanding the emphasis on the financial services industry, Sadis & Goldberg LLP also provides a full range of regulatory, tax, estate planning, litigation, real estate, and corporate transactional services to its clients. |
Sadis & Goldberg LLP is a leading New York based law firm focused on... | Contact |
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Sichenzia Ross Friedman Ference LLP
Sichenzia Ross Friedman Ference LLPSichenzia Ross Friedman Ference LLP provides experienced, professional representation in all matters involving the securities industry, as well as in all general corporate and litigation matters. Our clients range from start-ups to established, listed companies. They include private and public corporations, partnerships, broker-dealers, bank-affiliated broker-dealers, investment advisors, registered personnel, public and corporate customers and investors, partnerships and other entities. We also advise institutional investors on transactions involving complex securities law considerations. Our practice includes the representation of clients located in the United States and throughout the World, including Argentina, Austria, Australia, Canada, China, Germany, Hungary, Israel, Korea, Malaysia, Mexico, Switzerland and the United Kingdom. Our areas of expertise include corporate and commercial transactions, securities litigation, and arbitration, administrative practice before regulatory agencies, mergers and acquisitions and broker-dealer regulation. In addition, we provide guidance to Boards of Directors and corporate managers who operate in an increasingly complex and changing landscape of securities rules, litigation risks and investor scrutiny. We provide our clients with the personalized focus and attention that is required to fully understand their needs and objectives. Our attorneys do more than just provide legal advice to our clients – we are business advisors, coaches, mentors and friends. |
Sichenzia Ross Friedman Ference LLP provides experienced, professional... | Contact |
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Weed & Co.
Weed & Co.For over ten years, our partners have provided guidance to clients on securities transactions and disclosures. We provide our services to publicly traded corporations, private entities, broker-dealers and other investment professionals. |
For over ten years, our partners have provided guidance to clients on securities... | Contact |
Third-Party Research
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Accredited Members, Inc.
Accredited Members, Inc.Accredited Members, Inc. (AMI) is a publisher of research and information regarding small/micro cap companies. AMI provides an online social networking Web site for high net-worth investors (www.accreditedmembers.com) and holds conferences for investors to meet and build relationships with small/micro cap led companies. AMI is owned by over 50 institutional investors, made up primarily of family offices and high net-worth individuals. |
Accredited Members, Inc. (AMI) is a publisher of research and information... | Contact |
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Crystal Research Associates
Crystal Research AssociatesCrystal Research Associates, LLC is an independent research firm that provides institutional-quality fee-based research on small and mid-cap companies. The Company's unique and novel product, the Executive Informational Overview® (EIO®), is free of investment ratings, target prices, and forward-looking financial models. The EIO® presents a crystal-clear, detailed report on a company (whether public or private) in a manner that is easily understood by the Wall Street financial community. The EIO® details a company's product/technology/service offerings, market size(s), key intellectual property, leadership, growth strategy, competition, risks, financial statements, key events, and other such fundamental information. Crystal Research Associates has offices in New York City, Delray Beach, Montreal, and Toronto. |
Crystal Research Associates, LLC is an independent research firm that provides... | Contact |
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Investor Ideas
Investor IdeasWe provide tools, resources and services to create a thriving global investment community including: Investor Research Tools, News and Stock Directories in Leading Sectors, Publicly Traded Small Cap Company Investor Awareness Tools, Global Marketplace Matching Entrepreneurs and Investors, Investment Industry Partnering, Collaboration and Content Partnership. |
We provide tools, resources and services to create a thriving global investment... | Contact |
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MarketsMedia
MarketsMediaMarkets Media covers the complex interrelationships among hedge funds, broker-dealers, institutions, exchanges, alternative trading systems, vendors and regulators in a dynamic marketplace where everyone's role is constantly evolving. Markets Media is a single platform with an online daily news service, a monthly magazine and conferences that cater to the key decision makers in the sectors we cover. A dedicated staff of enterprising reporters and writers delve deep into the issues that impact the players who make and move the markets. Markets Media is committed to providing a unique and elevated platform that spans all asset classes and aims to offer insights and new perspectives. Maintaining the highest editorial standards, Markets Media goes beyond breaking news to make bold predictions and ask tough questions. In print, online and live, Markets Media is Driven by Content. |
Markets Media covers the complex interrelationships among hedge funds,... | Contact |
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Vintage Filings
Vintage FilingsVintage Filings, a division of PR Newswire, is a full service financial filing and printing firm. With over 3,000 public company clients, Vintage has quickly become the fastest growing EDGAR firm nationwide. With the constant changing requirements in SEC filing regulations for public companies, Vintage Filings works in partnership with our clients to file their documents in an accurate and expeditious fashion. The companies and firms we work with, now more than ever, appreciate our unique service structure and cost saving solutions. We provide full service EDGAR filings and print services in a prompt manner enabling public companies and their attorneys to stay focused on their core business. |
Vintage Filings, a division of PR Newswire, is a full service financial filing... | Contact |
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Xtract Research
Xtract ResearchXtract Research is an independent, fixed income research firm specializing in covenant research for convertible, high yield, investment grade securities and credit agreements. Xtract’s clients consist of many of the world's preeminent hedge funds, investment managers and investment banking firms. Xtract's services give analysts, traders and portfolio managers the tools necessary to quickly and efficiently navigate and analyze key documents critical to the investment process. |
Xtract Research is an independent, fixed income research firm specializing in... | Contact |
Transaction Advisory
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Arena Group
Arena GroupArena Group provides transaction advisory, leadership capital, and valuation analysis to middle market companies with annual revenues from $3MM to $30MM. We often provide a cohesive combination of all three to help our clients accelerate earnings and subsequently magnify shareholder value upon exit. It is our ability and willingness to roll-up our sleeves and work side-by-side with our clients that sets us apart. Each of our principals and advisors have several years of operational and transactional experience which provides Arena Group and our clients with a unique and varied skill portfolio. We know that companies are not "built by spreadsheet" but through persistence, focus, and hard work.
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Arena Group provides transaction advisory, leadership capital, and valuation... | Contact |
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Axia Associates
Axia AssociatesAxia Associates is a multi-strategy, corporate finance advisory and strategic consulting boutique, focused on real estate and related industries. Axia Associates is committed to providing our clients with an uncompromising level of service to assist them in identifying opportunities, discovering new directions, and redefining boundaries, by bridging the gap between operational strategy, financial engineering, and real estate use. Our approach is to apply authoritative knowledge to provide exceptional value, in the most efficient manner, with the commitment to pursue and realize values others have missed |
Axia Associates is a multi-strategy, corporate finance advisory and strategic... | Contact |
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Cresta Capital Strategies, LLC
Cresta Capital Strategies, LLCCresta Capital Strategies, LLC is a registered broker dealer founded in 2005. Cresta provides advisory services and specializes in the institutional placement of capital as well as buy-side and sell-side M&A for its corporate clients. The financings facilitated by Cresta typically range between $5 - $50 million and span the capital formation spectrum of private equity, venture capital, structured debt, asset based loans, mezzanine capital, venture leasing, and specialty finance. |
Cresta Capital Strategies, LLC is a registered broker dealer founded in 2005.... | Contact |
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Structured Capital Resources Corporation
Structured Capital Resources CorporationStructured Capital Resources Corporation (SCR-Corp, member NASD, SIPC, MSRB) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 250 senior, subordinated and private equity financings, totaling more than $11 billion. SCR-Corp offers its clients experience, technology, resources and expertise in accessing the private placement capital markets. |
Structured Capital Resources Corporation (SCR-Corp, member NASD, SIPC, MSRB) is... | Contact |
Valuation
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Arena Group
Arena GroupArena Group provides transaction advisory, leadership capital, and valuation analysis to middle market companies with annual revenues from $3MM to $30MM. We often provide a cohesive combination of all three to help our clients accelerate earnings and subsequently magnify shareholder value upon exit. It is our ability and willingness to roll-up our sleeves and work side-by-side with our clients that sets us apart. Each of our principals and advisors have several years of operational and transactional experience which provides Arena Group and our clients with a unique and varied skill portfolio. We know that companies are not "built by spreadsheet" but through persistence, focus, and hard work.
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Arena Group provides transaction advisory, leadership capital, and valuation... | Contact |
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Pluris Valuation Advisors LLC
Pluris Valuation Advisors LLCPluris Valuation Advisors LLC, a valuation firm based in New York City, specializes in hard-to-value illiquid and distressed securities, and business valuations. Pluris combines valuation and technical accounting expertise in its development and application of valuation methodology, in compliance with U.S. GAAP and IFRS. Specific assets valued include auction rate securities, collateralized debt obligations, asset-backed securities, distressed debt, bankruptcy claims, restricted securities of public companies, limited partnerships and other assets that lack liquidity. Pluris' valuations are also used for tax purposes and litigation support. Our proprietary LiquiStat™ database enables Pluris to value even the most illiquid assets based on market data. Pluris clients include public-reporting entities, hedge funds, private equity funds, and their advisors nationwide. |
Pluris Valuation Advisors LLC, a valuation firm based in New York City,... | Contact |
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Virtua Research
Virtua ResearchVIRTUA RESEARCH: Web-based interactive modeling solutions Virtua Research is a financial services technology company that develops and builds research modeling tools and products. Virtua Research’s combination of financial modeling technology and platform-based software analytics offers fundamental research tools.. Virtua offers stand-alone products for institutional investors, as well as customized, partnered solutions for third-party data providers. An international firm with offices in Boston and India, Virtua Research is committed to world-class client service. |
VIRTUA RESEARCH: Web-based interactive modeling solutions Virtua Research is a... | Contact |
Other
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Accredited Members, Inc.
Accredited Members, Inc.Accredited Members, Inc. (AMI) is a publisher of research and information regarding small/micro cap companies. AMI provides an online social networking Web site for high net-worth investors (www.accreditedmembers.com) and holds conferences for investors to meet and build relationships with small/micro cap led companies. AMI is owned by over 50 institutional investors, made up primarily of family offices and high net-worth individuals. |
Accredited Members, Inc. (AMI) is a publisher of research and information... | Contact |
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Global Capital Partners LLC
Global Capital Partners LLCFor years the world’s most sophisticated investors and corporations have had access to the power of state-of-the-art financing in managing their portfolios. Using tools developed and delivered by some of the world’s premier financial firms, these institutional investors have been able to access liquidity and manage risk. Global Capital Partners LLC was created to bring the power of these tools to today’s high net worth individual investors by delivering a set of loan products that offers liquidity against freely traded as well as affiliate publically traded stock. |
For years the world’s most sophisticated investors and corporations have... | Contact |
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Millennium Benefits Consulting, Inc.
Millennium Benefits Consulting, Inc.Millennium Benefits Consulting is an employee benefit consulting and brokerage firm that was incorporated in 1998. We offer high touch, concrete consulting expertise. Unique to the industry, our partners and team members have depth of experience and diverse backgrounds that combine to make a powerful force. Our professional expertise stretches from national health plans, the recruiting industry, the human resources arena to a brokerage firm. |
Millennium Benefits Consulting is an employee benefit consulting and brokerage... | Contact |
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The Investor Relations Group (IRG)
The Investor Relations Group (IRG)The Investor Relations Group (IRG) is a full-service corporate communications firm that provides investor relations and public relations services to nano-, micro- and small-cap companies providing them with the equivalent in-house services of a large-cap company. |
The Investor Relations Group (IRG) is a full-service corporate communications... | Contact |
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Trident Trust Fund Services
Trident Trust Fund ServicesTrident offers U.S. and international fund sponsors an outsourced back office service supported by over thirty years experience of international corporate, trust and fund administration. Trident’s fees are based on administration performed as opposed to fund size. In addition, an open platform of services is available. |
Trident offers U.S. and international fund sponsors an outsourced back office... | Contact |
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Vintage Filings
Vintage FilingsVintage Filings, a division of PR Newswire, is a full service financial filing and printing firm. With over 3,000 public company clients, Vintage has quickly become the fastest growing EDGAR firm nationwide. With the constant changing requirements in SEC filing regulations for public companies, Vintage Filings works in partnership with our clients to file their documents in an accurate and expeditious fashion. The companies and firms we work with, now more than ever, appreciate our unique service structure and cost saving solutions. We provide full service EDGAR filings and print services in a prompt manner enabling public companies and their attorneys to stay focused on their core business. |
Vintage Filings, a division of PR Newswire, is a full service financial filing... | Contact |

























